Tips to Avoid Compliance Lapses & Web Site Do’s and Don’ts
Michelle L. Jacko presented on Tips to Avoid Compliance Lapses & Web Site Do’s and Don’ts for the IA Week Webinar on October 14, 2008.… Read More
Michelle L. Jacko presented on Tips to Avoid Compliance Lapses & Web Site Do’s and Don’ts for the IA Week Webinar on October 14, 2008.… Read More
Michelle L. Jacko presented on Cross-Channel Marketing Compliance and Managing Conflict of Interest within a Multi-Line Business at the Financial Research Associates Marketing & Advertising Compliance Forum from March 27-18, 2008 in New York, NY. … Read More
Michelle L. Jacko wrote a Legal Tip for Jacko Law Group titled The California Consumer Privacy Act (CCPA): What You Should Do Now to Prepare in June, 2019.… Read More
Three former executives of Endurance International Group Holdings and Constant Contact Inc., acquired by Endurance in 2016, have settled charges with the Securities and Exchange Commission (SEC) for reporting inflated subscription metrics for their web hosting and internet-based marketing…
In looking at the recent enforcement action by the Securities and Exchange Commission (“SEC”) against Create Your Fate, LLC, let’s first consider these two recent publications by governing bodies concerning the use of testimonials contained in internet or social…
Recently, the Securities and Exchange Commission (“SEC”) issued an Order Instituting Administrative and Cease-and-Desist Proceedings against ZPR Investment Management, Inc. (“ZPR”) and Max E. Zavanelli (“Zavanelli”) alleging that ZPR and Zavanelli made false and misleading advertisements in several financial magazines…
On January 4th the Securities and Exchange Commission (“SEC”) issued a cease and desist order against an Illinois man, Anthony Fields, posing as a Registered Investment Adviser (“RIA”) who was using his LinkedIn account to scam investors, “offer[ing] more than…
Michelle L. Jacko wrote the article titled “Who’s Risking Your Business? (Part II)” which was published in the Bank Advisor January/February 2009 publication. … Read More