The financial securities industry has an ever-changing regulatory environment. That’s why it’s critical that advisors are proactive about keeping up with the latest regulations, anticipating their implications for real-world scenarios, and understanding how to meet the expectations of the U.S. … Read More
In this month’s JLG Risk Management Tip, we will review the U.S. Securities and Exchange Commission’s (“SEC”) recent guidance on the Duty of Care and Duty of Loyalty. … Read More
One common misconception about responding to the U.S. Securities and Exchange Commission’s (“SEC’s”) initial request for documents as part of an examination or routine sweep is that the document production phase has ended. On occasion, it has basically just begun. … Read More
Although not comprehensive, the team at Jacko Law Group, PC (“JLG”) believe the following list provides a great starting point for firms on what to do and what not to do during document production for review by the U.S. Securities and Exchange Commission’s (SEC’s) Division of Examinations.… Read More
This month’s Risk Management Tip will focus on guidance from our Managing Partner, Michelle Jacko, who discusses the evolution of regulatory considerations for serving senior investors.… Read More
You have found a new candidate that appears to be a great fit for your organization and are preparing to make an offer. But what should that offer look like – is an offer letter better or an employment agreement or both?… Read More
San Diego-based securities and corporate M&A firm brings in seasoned attorney, with a strength in the corporate securities arena, specifically within the intricacies and nuances of the Investment Company Act of 1940 and the Investment Advisers Act of 1940. Jacko … Read More
San Diego-based securities and corporate M&A firm bolsters legal team with tax law and solutions-led attorney who analyzes, evaluates, and ensures compliance in the review of all tax and financial documents Jacko Law Group, PC (“JLG”), a San Diego-based law firm … Read More
We are excited to announce that Michelle Jacko has been selected as a finalist for San Diego Magazine’s 2021 Celebrating Women Awards! Congratulations Michelle! See the Full List of Finalists Here
Jacko Law Group, PC Founder and Managing Partner Michelle L. Jacko Named 2021 San Diego Business Women of the Year and 2021 San Diego Leaders in Law Finalist Top compliance and M&A firm’s managing partner and junior partner are honored … Read More