This week William Galvin, Massachusetts Secretary of the Commonwealth, sent a letter to the Securities and Exchange Commission (“SEC”) urging them to disallow the use of arbitration agreements by registered investment advisers. Such agreements are common in contracts between investment…
The California Court of Appeal recently struck a post-employment non-competition provision in an employment agreement which was part of a broader acquisition deal. The opinion, Fillpoint, LLC v. Mass (August 24, 2012), demonstrates California’s strong public policy in favor of…
Michelle L. Jacko wrote the article titled Privacy Best Practices and Updates on Regulation S-P which was published in the National Society of Compliance Professionals (NSCP) Currents’ November/December 2009 publication. … Read More
Michelle L. Jacko published the article titled The Effects of Regulation S-P on Your Business in the Bank Advisor Magazine’s July/August publication. … Read More