Site Map

About JLG>>Our Vision
What You Can Expect
Community Involvement
Diversity & Inclusion
Industry Thought Leaders
Professionals
Practice Areas>>Investment Adviser Counsel>>Investment Adviser Formation Services
Regulatory Examinations and Enforcement Counsel
Investment Adviser: Regulatory Compliance Services
Client Contracts, Independent Contractor & Employee Agreements and Other Documents
Form ADV and Disclosure Documents
Termination and Form U5 Counsel
Performance Advertising Reviews
Due Diligence Counsel Services
Regulatory Mock and SEC Examination Services
ERISA Services & Employee Retirement Counsel
Family Office Counsel
Broker-Dealer Counsel>>Broker-Dealer Formation Services
Regulatory Examinations and Enforcement Counsel
Broker-Dealer: Regulatory Compliance Services
Client Contracts, Independent Contractor & Employee Agreements and Other Documents
Form BD and Disclosure Documents
Termination and Form U5 Counsel
Due Diligence Counsel Services
Private Equity & Private Fund Services>>Private Equity Compliance Services
Private Fund Counsel Services
SEC & State Regulatory Counsel>>Regulatory Examinations and Enforcement Counsel
Mock SEC and SEC Examination Services
Form ADV and Disclosure Documents
SEC/State: Regulatory Compliance Services
Risk Assessment
FINRA Regulatory Counsel>>Expungement Requirement Counsel
Regulatory Examinations and Enforcement Counsel
FINRA Regulatory Counsel & Compliance Services
Expert Witness Consulting Services
Broker-Dealer Compliance Programming Documents
Assessment/Needs Analysis
Independent Contractor and Employee Agreements
Transition Services>>Transition Services>>Advisors Selling a Practice / Succession Planning
Advisors Succession Planning
Merger & Acquisition Attorneys
Transitioning Advisors
Corporate & Business Formation Attorneys
Broker-Dealer Formation Services
Strategic Counsel for New Business Models
Mergers and Acquisitions
Financial Professional Counsel
Succession Planning>>Succession Plan Counsel and Agreements
Corporate Governance
Valuation Counsel
Expert Witness Services>>Investment Adviser
Broker-Dealer
Private Equity
Corporate Counsel Services>>Onsite General Counsel Services
Corporate Entity Formation
Corporate Governance
Mergers and Acquisitions
Strategic Counsel
Employee and Independent Contractor Agreements
Digital Asset Counsel
MSRB/CFTC/NFA Counsel
Corporate Entity Formation
The JLG Experience>>Who We Represent
What Clients Are Saying About JLG
Strategic Partnership
Knowledge Center>>Legal Risk Management Tips
Events
Industry Publications
Blog
Video Library
Media Mentions
Blog
Contact Us>>San Diego
San Francisco
Los Angeles
Career Opportunities

Schedule a Strategy Session

619.298.2880 or contact us online

Jump to Page

This website uses cookies to enhance your browsing experience and improve functionality. By continuing to browse this website, you are accepting our use of cookies in accordance with our privacy policy.