What You Need to Know About Expungement

David Sobel

Wolters Kluwer: Practical Compliance & Risk Management For the Securities Industry

04.2017

David Sobel's article, "What You Need to Know About Expungement" was published in Wolters Kluwer: Practical Compliance & Risk Management For the Securities Industry in the September/October 2017 issue.

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David M. Sobel

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Broker-Dealer Counsel
Broker-Dealer: Regulatory Compliance Services
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