Recent SEC Administrative Proceedings Point to Liability Issues Facing CEOs of Financial Firms

Michelle L. Jacko

San Diego County Bar Association (SDCBA) Newsletter

09.2014

Michelle L. Jacko wrote the article titled "Recent SEC Administrative Proceedings Point to Liability Issues Facing CEOs of Financial Firms" which was published in the San Diego County Bar Association (SDCBA) Newsletter in September, 2014.

Related Materials

Click Here to View

Attorneys

Michelle L. Jacko, Esq.

Practice Areas

Investment Adviser Counsel
Investment Adviser: Regulatory Compliance Services
Onsite General Counsel Services
Regulatory Examinations and Enforcement Counsel
SEC & State Regulatory Counsel
SEC/State: Regulatory Compliance Services

Jump to Page

This website uses cookies to enhance your browsing experience and improve functionality. By continuing to browse this website, you are accepting our use of cookies in accordance with our privacy policy.