Recent SEC Administrative Proceedings Point to Liability Issues Facing CEOs of Financial Firms

Michelle L. Jacko

San Diego County Bar Association (SDCBA) Newsletter

09.2014

Michelle L. Jacko wrote the article titled "Recent SEC Administrative Proceedings Point to Liability Issues Facing CEOs of Financial Firms" which was published in the San Diego County Bar Association (SDCBA) Newsletter in September, 2014.

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Attorneys

Michelle L. Jacko, Esq.

Practice Areas

Investment Adviser Counsel
Investment Adviser: Regulatory Compliance Services
Onsite General Counsel Services
Regulatory Examinations and Enforcement Counsel
SEC& State Regulatory Counsel
SEC/State: Regulatory Compliance Services

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