Developments Under NASD Rule 3012 – Supervisory Control Systems

Michelle L. Jacko (Managing Partner) and Michael K. Wolensky

National Society of Compliance Professionals (NSCP) Currents

05.2006

Michelle L. Jacko's article, "Developments Under NASD Rule 3012 - Supervisory Control Systems," was published in the National Society of Compliance Professionals (NSCP)'s monthly newsletter, Currents, in the May/June 2006 issue.

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Attorneys

Michelle L. Jacko, Esq.

Practice Areas

Broker-Dealer: Regulatory Compliance Services
Investment Adviser: Regulatory Compliance Services
Risk Assessments and Annual Reviews
SEC/State: Regulatory Compliance Services

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