
Annual Compliance and Supervision Certification: Lessons Learned by Broker-Dealers
Michelle L. Jacko and V. Aileen Farrales
National Society of Compliance Professionals (NSCP) HotLine Memo
05.2006
Michelle L. Jacko's article, "Annual Compliance and Supervision Certification: Lessons Learned by Broker-Dealers," was published in the National Society of Compliance Professionals' (NSCP) HotLine Memo in May, 2006.