Print PDF

Private Equity Compliance Services


Private equity funds offer unique opportunities for the securities industry. They also offer many regulatory challenges that necessitate the help of an experienced securities lawyer. From the formation stage onward, Jacko Law Group (JLG) can advise you on the promotion of your hedge fund, including the latest performance marketing standards. In addition, we will provide guidance on the latest regulatory initiatives, compliance program tips, and risk management. Private Equity Compliance & Securities Regulations Advisers

Private Equity Compliance With Securities Regulations

The increasingly complex regulations that apply to funds require the development of strong internal controls. JLG provides advice about developing and implementing comprehensive compliance programs that take into account the myriad of industry rules and regulations such as:

  • Regulation D and Regulation S
  • The Securities Act of 1933 and Securities Exchange Act of 1934
  • Rules 144 and 144A
  • Sections 3(c)(1) and (3)(c)(7), The Investment Company Act of 1940
  • The Investment Advisers Act of 1940

Let JLG assist with developing policies and procedures, reviewing promotional materials, authoring investor disclosures and fulfilling regulatory reporting obligations. Our securities attorneys monitor the latest regulatory developments with respect to private funds and can provide counsel on complying with such developments.

Operations And Risk Management

We provide a full complement of ongoing legal services throughout the lifetime of your fund, including:

  • Due diligence services
  • Fund structure creation,
  • Venture capital
  • Advice on complex transactions
  • Reviewing and preparing agreements with service providers and vendors
  • Guidance on private fund best practices
  • Planning exit strategies
  • Corporate governance and board matters
  • Employee and consultant relationships


JLG provides ongoing counsel and support to managers of hedge, private equity compliance, or other private funds. For more information or to speak directly with a securities regulation adviser, call us directly at 619.298.2880 or contact us online.


Industry Publications

Blog Posts


Jump to Page

This website uses cookies to enhance your browsing experience and improve functionality. By continuing to browse this website, you are accepting our use of cookies in accordance with our privacy policy.