Considerations for 2020 and Focus on SEC Exam Priorities

Managing Partner & CEO Michelle Jacko‘s article, “Considerations for 2020 and Focus on SEC Exam Priorities,” was published in the April 2020 edition of the National Society of Compliance Professionals’ Currents¬†newsletter.

The article provides an overview of the Securities and Exchange Commission’s 2020 Examination Priorities in order to help your firm maintain a dynamic compliance program and foster a culture of compliance.

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