Considerations for 2020 and Focus on SEC Exam Priorities

Managing Partner & CEO Michelle Jacko and Attorney Conor Dale’s article, "Considerations for 2020 and Focus on SEC Exam Priorities," was published in the April 2020 edition of the National Society of Compliance Professionals’ Currents newsletter. 

The article provides an overview of the Securities and Exchange Commission’s 2020 Examination Priorities in order to help your firm maintain a dynamic compliance program and foster a culture of compliance.

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