In just a few months, Michelle Jacko will be taking the stage as a featured panelist and moderator at the 2022 NSCP National Conference. Michelle, along with two other speakers, will be discussing the dynamic environment of today’s compliance programs and how regulators, firms and financial professionals can and have adapted and responded in such a transformative market.
At this year’s NSCP National Conference, attendees will be inspired to connect and focus on practical solutions that will empower themselves and their firm’s compliance department/program. This highly attended conference is anticipated to return to pre-covid in-person attendance, featuring regulatory panels with SEC, FINRA, NASAA, and State Securities Commissions, continuing education credit opportunities, and three days of educational sessions and breakouts that encourage relation scenario and workshop application.
Michelle’s session, “Embracing Change Management,” is part of the intermediate education track for compliance professionals and attendees. This interactive workshop directly follows the day’s keynote addressing “Slippery Slopes that Undermine Ethics and Compliance” as it focuses on the shift in regulator focus as the implementation of technology has changed the framework of operation and service for firms throughout the industry.
As the market continues to be fluid and change, firms and their financial professionals must remain nimble, adaptable, and open to the constant change and shift of the industry.
Proactively, this session is centered around structured, systematic strategies for managing change within your firm. With regulators’ new focus on handling technology changes, a formal change management framework is more important than ever before.
Michelle Jacko, along with Deirdre Downes of Morgan Stanley and Shawn Scholz from AE Wealth Management & AE Financial Services, will be touching on topics such as:
- How to formalize and implement change management,
- Documenting change management in your annual reviews,
- Considerations for onboarding and offboarding clients and staff,
- Managing new business lines, products, regulations, and technology integration
If you’re a financial professional or securities firm, attending the NSCP National Conference is your fast track to industry mastery into 2023. The National Society of Compliance Professionals (NSCP) is a nonprofit organization that works by the motto: “For Compliance, by Compliance.” Membership with NSCP offers a list of benefits, such as a wide network of compliance professionals to consult, specialized education to keep securities professionals ahead of their industry, and much more.
If you haven’t already, join the NSCP and see Michelle this upcoming fall as she educates financial professionals on the caveats of change management. The team at Jacko Law Group, PC (“JLG”) offers businesses the peace of mind in knowing they have a trusted legal partner that is invested in their success. We help firms maintain their operations, ranging from corporate governance, contract review, intellectual property, and more. For more information on how you can leverage a GCC, contact us at (619) 298-2880 to schedule a consultation.