2022 Investment Adviser Compliance Conference – Annual Reviews

On March 3, 2022 Managing Partner Michelle Jacko will be speaking on “Back to Basics Track: Annual Reviews,” for the 2022 Investment Adviser Compliance Conference.

During this session, Michelle an her co-panelists will discuss, “How the process of assessing the adequacy of policies and procedures and the effectiveness of their implementation has evolved since the Compliance Program Rule was first introduced.”

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