Private Equity and Your Regulatory Compliance Counsel
The LawTV/Video Bolt Video 13: Private Equity and Your Regulatory Compliance Counsel… Read More
Private Equity and Your Regulatory Compliance Counsel
Private Funds offer unique and varied opportunities in the securities industry. With these opportunities come a complicated legal minefield as to navigating the rules and regulations of operating a Private Fund.
SEC Proposes Exemptions to Application Procedures
The Securities and Exchange Commission (“SEC”) has announced that it voted to establish an expedited review process for Investment Company Act applications that are substantially identical to recent precedent. Intended to make the application process more efficient by streamlining the process for routine applications and reduce the likelihood that applicants would need to file amendments to applications in response to staff comments.
Private Fund Regulation: SEC Examination and Enforcement Hot Topics
Jacko Law Group, P.C. (“JLG”) wrote the article titled Private Fund Regulation: SEC Examination and Enforcement Hot Topics which was published in the National Society of Compliance Professionals (NSCP) Currents’ November/December 2011 issue. … Read More
The Private Fund Investment Advisers Registration Act of 2009
Michelle L. Jacko’s article titled The Private Fund Investment Advisers Registration Act of 2009 which was published in the National Society of Compliance Professionals’ (NSCP) monthly newsletter, Currents, in the July/August 2009 issue. … Read More
Private Equity Valuations – Best Practices from Lessons Learned
Private equity valuations present a unique challenge for advisers to private equity and other private funds (“PF Advisers”). Determining the market value of an illiquid portfolio company asset with no active market, and consistently arriving at a reasonable result, is challenging to say the least.… Read More
Considerations For Marketing Private Equity Funds
Jacko Law Group, P.C. (“JLG”) wrote a Legal Tip titled Considerations For Marketing Private Equity Funds in October, 2014.… Read More
Forming Private Funds: Managing Growth and Change
Investment managers, when forming their first private fund, can claim exemption for the fund from registration as an investment company (pursuant to Section 3(c)(1) of the Investment Company Act of 1940) if the fund (1) has no more than 100…
Private Funds In The Spotlight: Integration And Look-Through – What You Need To Know
Jacko Law Group, P.C. (“JLG”) wrote a Legal Tip titled Private Funds In The Spotlight: Integration And Look-through – What You Need To Know in June, 2013.… Read More
Is Broker-Dealer Registration On The Horizon For Private Fund Managers?
The Legal Tip for Jacko Law Group titled Is Broker-dealer Registration On The Horizon For Private Fund Managers? was written in April, 2013.… Read More