Due Diligence on Third Parties
Michelle L. Jacko presented on Due Diligence on Third Parties at the National Society of Compliance Professionals’ (NSCP) Regional Meeting on June 3-4, 2013 in Los Angeles, CA. … Read More
Enterprise Risk Management
Michelle L. Jacko presented on Enterprise Risk Management at the Wolters Kluwer Financial Services Webinar on January 23, 2013. … Read More
Due Diligence on Sub-advisers, Vendors, and New Products
Michelle L. Jacko presented on Due Diligence on Sub-advisers, Vendors, and New Products at the National Society of Compliance Professionals’ (NSCP) National Meeting on November 1-2, 2010 in Baltimore, MD.… Read More
The Study of RFPs and Due Diligence Questionnaires & Processes
Michelle L. Jacko presented on The Study of RFPs and Due Diligence Questionnaires & Processes at the Ascendant Conference on March 10, 2010 in Santa Monica, CA.… Read More
What to Know about Your Employees and Vendors
Michelle L. Jacko presented on What to Know about Your Employees and Vendors at the Ascendant Compliance Conference on March 18-20, 2009 in New Orleans, LA.… Read More
Blog | Cryptocurrency & Digital Asset Counsel | Due Diligence Counsel | Regulatory Examinations & Enforcement Counsel
Unregistered ICO: The SEC Brings More Charges
With the passing of every month, the investment industry sees another round of enforcements involving the mishandling of initial coin offerings (“ICOs”). The still nascent landscape of cryptocurrency investing continues to pose significant difficulties for investors, firms, and regulatory…
Advisory Firm Acquisition Considerations
Legal Tip for Jacko Law Group titled Advisory Firm Acquisition Considerations was written in July, 2019.… Read More
The AML “Fifth Pillar”
Michelle L. Jacko wrote a Legal Tip for Jacko Law Group titled The AML “Fifth Pillar” in November, 2018.… Read More
A Lesson in Due Diligence: Arthur Lamar Adams and Madison Timber Properties, LLC
58-year-old Arthur Lamar Adams pled guilty on May 9, 2018, to one count of wire fraud for his role in defrauding hundreds of investors in a Ponzi scheme involving more than $100 million, spanning a period of at least…
Performing Due Diligence and Oversight of Third-Party Service Providers by M. Jacko and T. Mitchell
Michelle Jacko and Tina Mitchell, wrote the article titled Performing Due Diligence and Oversight of Third-Party Service Providers which was published in the Wolters Kluwer Modern Compliance Volume II in 2017.… Read More