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FAQs Archives

Looming Deadline for Share Class Selection Disclosure -- FAQs and What Firms Need to Know

question-mark-1495858_1920.jpgWith the issue of investment advisers putting their clients into higher-fee share classes when a low-cost option is available continuing to be a problem - and the subsequent Share Class Selection Disclosure Initiative developed to combat the problem on a voluntary basis - the SEC has released an FAQ to help firms answer questions they may have about self-reporting share class violations. You can read the full FAQ here.

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San Diego Office
1350 Columbia Street
Suite 300
San Diego, CA 92101

Toll Free: 866-497-2298
Phone: 213-631-2549
Phone: 619-298-2880
Fax: 619-298-2882
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San Francisco, CA 94111

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Fax: 619-298-2882
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Glendale, CA 91203

Phone: 213-631-2549
Fax: 619-298-2882
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