Posts in Privacy Policy.
California AG Submits Final CCPA Rules for Approval  

On June 1, 2020, Xavier Becerra, the Attorney General for California, submitted the final package of regulations for the California Consumer Privacy Act (“CCPA”) to the California Office of Administrative Law (“OAL”). For businesses required to comply with the CCPA, the package outlines the requirements for privacy notices, methods for submitting requests to know and delete consumer information, verification of consumers, special rules regarding minors, and non-discrimination.

Internal Control Failures Cost MetLife $10 million in SEC Settlement

MetLife, Inc. has agreed to pay a civil penalty of $10 million in order to settle charges from the Securities and Exchange Commission (“SEC”) that it violated the books and records and internal accounting controls provisions of the federal securities laws.

A recent Wells Fargo Memo raised questions for some of the firm's brokers about the firm's commitment to the Protocol for Broker Recruiting ("Broker Protocol"). The Broker Protocol found itself in the news again earlier this year when major...

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