Posts from 2020.
Navigating a Successful Merger or Acquisition

Whether you are considering a merger, acquisition, asset purchase or some other type of business transaction involving a competitor or compatible business, the number of factors that must be considered can be overwhelming.

Remaining Vigilant Against Investment Fraud During the COVID-19 Pandemic

Stress created by high jobless rates. Acrimonious political debate over acceptable levels of federal assistance. Rampant fear and uncertainty while awaiting the arrival of an effective coronavirus vaccine.

Starting a New Business? Don’t Overlook These Three Essential Considerations

The COVID-19 pandemic has changed the lifestyles of countless Americans. Many have lost jobs or had to shift their focus to home schooling their children. Others have started working from home and have been considering the possibility of opening their own business.

Starting Out: Mergers & Acquisitions (Part 2)

Once you have a good sense of whether a merger or acquisition is appropriate to your long-term needs, there are a number of next steps that you should take before making any sort of deal.

Final California Consumer Privacy Act Rules Approved by OAL

On August 14, 2020, Xavier Becerra, the Attorney General for California (“the AG”), announced that the final package of regulations for the California Consumer Privacy Act (“CCPA”) was approved by the California Office of Administrative Law (“OAL”).

Integral Factors for Your Firm's Mock SEC Examination

When the SEC, FINRA or State Regulators come knocking, you want your firm to be prepared and Jacko Law Group can make sure you are.

Starting Out: Mergers & Acquisitions (Part 1)

Adding a new company to your business portfolio can be the change that sparks massive growth for your business or triggers the decline of eventual financial ruin. Fortunately, with thorough research and guidance from experienced legal counsel, the risks of buying a company or merging your company with another company can be significantly reduced.

SEC Charges San Antonio CEO with Defrauding Investors Including First-Responders

On July 30, 2020, the Securities and Exchange Commission (“SEC”) announced it was bringing charges against San Antonio-based CEO, Victor Lee Farias, and his firm, Integrity Aviation & Leasing (“IAL”), for defrauding investors, including police officers and other first-responders, out of approximately $14 million.

Considerations for Your Next Business Transition

Whether it's transitioning or breaking away, things like  legal risks, business factors, and  regulatory concerns, must be handled with care. Let our experienced team help.

Three Things You Need to Know When Forming an RIA

The formation of a registered investment adviser (“RIA”) can be both an exciting and daunting process. On the one hand, the opportunity for financial professionals to achieve independence and the prospect of increased revenues as an independent RIA is an attractive possibility.

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