Posts from May 2019.
The Latest Ponzi Scheme Targeting Elderly Investors: SEC Charges "The Money Doctor"

In yet another case of fraud targeting senior investors, the Securities and Exchange Commission (SEC) has charged William Neil "Doc" Gallagher, a Texas-based man touting himself as "the Money Doctor," in an emergency action to halt a sizeable Ponzi...

Affinity Fraud Targeting the Israeli-American Community Halted by SEC

Affinity fraud occurs when a perpetrator takes advantage of religious or ethnic communities, language minorities, senior citizens, or other identifiable groups. 

$50 Million Awarded to Two Whistleblowers By SEC

In a March 26, 2019 press release, the Securities and Exchange Commission ("SEC") announced awards to two whistleblowers under the Dodd-Frank Act, one receiving $37 million and the other $13 million, whose critical information led to a successful enforcement action...

Recent Posts




Jump to Page

This website uses cookies to enhance your browsing experience and improve functionality. By continuing to browse this website, you are accepting our use of cookies in accordance with our privacy policy.