Posts from April 2019.
Trading Suspensions -- The Causes and Effects

The Securities and Exchange Commission ("SEC") recently released an investor bulletin to educate investors about trading suspensions...

Violating Auditor Independence Rules: Deloitte Japan Pays $2 Million

Deloitte Touche Tohmatsu LLC, commonly referred to as Deloitte Japan, has agreed to pay $2 million in settlement charges to the Securities and Exchange Commission ("SEC") for violating the SEC's auditor independence rules. According to the SEC, Deloitte Japan...

Posted in Disclosures
Unregistered ICO Charges Settled After Company Self-Reports

Trouble regarding initial coin offerings (ICOs) and cryptocurrencies continues to occupy a significant place in our industry's spotlight. In late February, the Securities and Exchange Commission's enforcement branch charged Gladius Network LLC with conducting an unregistered initial coin offering...

Posted in Cryptocurrency

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