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April 2018 Archives

Why Disclosing the Costs of Investing Should be a Priority for 2018

proper disclosures for retail investorsProper disclosure of the costs of investing, including disclosure of all fees and their potential effects on the value of investments, is critical for all firms. However, despite a focus, for years now, on this issue by the SEC, FINRA, and other regulatory bodies, some firms still do not adequately disclose to retail investors how the fees and expenses associated with particular types of investments will affect their returns.

San Diego
1350 Columbia Street
Suite 300
San Diego, CA 92101

Toll Free: 866-497-2298
Phone: 619-298-2880
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Four Embarcadero Center
Suite 1400
San Francisco, CA 94111

Phone: 415-766-3599
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Los Angeles
535 N. Brand Boulevard
Suite 270
Glendale, CA 91203

Phone: 213-631-2549
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