JLG Legal Tip - Private Fund Regulation: SEC Examination and Enforcement Hot Topics - Part 1
By: Zachary Rosenberg, Esq., Associate
JLG Legal Tip - SEC Adopts Form PF to Help Monitor Systemic Risk
By: Brent M. Cunningham, Associate
JLG Legal Tip - How New Rule 13H-1 Affects Investment Advisers and Broker-Dealers
By: Robert R. Boeche II, Esq., Associate Attorney
LG Legal Tip - The Effect of Noncompetition and Non-Solicitation Agreements in California
By: Brent M. Cunningham, Esq., Associate
JLG Legal Tip - New Disclosure Obligations For Service Providers to ERISA Plans
By: Brent M. Cunningham, Associate
JLG Legal Tip - FINRA Rule 5131 – How It Impacts Broker-Dealers and Private Funds
By: Brent M. Cunningham, Esq. and Tyler Pearson
JLG Legal Tip - SEC Adopts Rules Which Overhaul the Investment Adviser Regulatory Framework
By: Brent M. Cunningham, Associate
JLG Legal Tip - In the Spotlight: California and New York City-New Regulations Governing Solicitation of Public Pensions Funds
By: Tyler Pearson, Law Clerk, and Brent M. Cunningham
JLG Legal Tip - Ongoing SEC Focus: Regulation S-P and Consumer Privacy
By: Nicole Miller, Paralegal and Michelle L. Jacko, Esq., Managing Partner
JLG Legal Tip - The SEC Issues Responses to Form ADV Part 2 and Pay-to-Play Rule Frequently Asked Questions
By: Brent M. Cunningham, Associate
JLG Legal Tip - SEC Proposes Significant Reporting Requirements for Investment Advisers to Private Funds
By: Brent M. Cunningham, Esq., Associate
