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Understand. Define. Achieve. Uniquely situated to offer comprehensive services to registered investment advisers, securities broker-dealers, hedge funds, financial professionals and organizations of all sizes.
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Archive 2010

JLG Legal Tip - SEC Proposes New Exemptions for Advisers to Venture Capital Funds

By: Brent M. Cunningham, Associate

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JLG Legal Tip - DOL Proposes Expansive New Definition of Fiduciary Under ERISA

By: Zachary Rosenberg, Associate and Brent M. Cunningham, Law Clerk

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JLG Legal Tip - SEC Proposes Say-On-Pay Regulation and its Impact to Institutional Investment Managers

By: Brent M. Cunningham, Law Clerk

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JLG Legal Tip - Developing Internal Reporting Mechanisms in the Wake of the Whistleblower Incentive Program

By: Brent M. Cunningham, Law Clerk

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JLG Legal Tip - Practical Considerations for Fund Managers

By: Zachary Rosenberg, Associate

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LG Legal Tip - Investment Advisers and Managers Beware: Initial Impacts of the Financial Reform Act

By: Ann Marie Swanson, Sr. Legal Consultant, Nicole Miller, Paralegal

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JLG Legal Tip - Post Madoff Regulatory Exams - Survival of the Compliance Fittest

By: Tina L. Mitchell, Senior Paralegal; Michelle L. Jacko, Esq., Managing Partner

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JLG Legal Tip - SEC and CFTC Respond to the Market Disruption

By: Wendy Cottichia, Esq., Of Counsel

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JLG Legal Tip - Best Practices for the Due Diligence Process

By: Michelle L. Jacko, Esq., Managing Partner

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JLG Legal Tip - Benefits of Outsourcing General Counsel

By: Wendy Cottichia, Esq., Of Counsel

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JLG Legal Tip - Amendments to the Custody Rule

By: Zachary Rosenberg, Associate

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San Diego Office
1350 Columbia Street
Suite 300
San Diego, CA 92101

Toll Free: 866-497-2298
Phone: 213-631-2549
Phone: 619-298-2880
Fax: 619-298-2882
Map & Directions

San Francisco Office
Four Embarcadero Center
Suite 1400
San Francisco, CA 94111

Phone: 213-631-2549
Phone: 415-766-3599
Fax: 619-298-2882
Map & Directions

Los Angeles Office
535 N. Brand Boulevard
Suite 270
Glendale, CA 91203

Phone: 213-631-2549
Fax: 619-298-2882
Map & Directions

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