Robert Conca Esq.

Robert Conca Esq.

Partner
Location:
San Diego, California
Phone:
619-717-2564
866-497-2298
Fax:
619-298-2882
Email:

Robert Conca has over 16 years of experience advising businesses and financial professionals. He has acted both in legal counsel and senior executive capacities for companies spanning all stages of development. From startups to established entities, his diverse experience provides a unique background allowing him to understand a client's practical business issues when delivering legal advice.

Mr. Conca has extensive experience counseling corporate clients, including SEC and state registered investment advisers and investment funds, regarding regulatory compliance, regulatory examinations, fund management issues, investment transactions, corporate governance and board of directors matters, human resources, and legal and operational strategy.

Previously, Mr. Conca served as chief legal officer, chief compliance officer and corporate secretary of an international private equity family of companies with approximately $17 billion under management. He managed legal and compliance functions and strategy for four separately SEC-registered investment advisers, including a fund registered under the Investment Company Act of 1940, and oversaw corporate spin-off and investment transactions in excess of $3.0 billion. Mr. Conca advised all levels of executive management and the board of directors on strategy, corporate, regulatory, government and public relations issues, as well as routine corporate legal matters. In addition, Mr. Conca established and coordinated expansion of legal and operations processes for affiliate offices in Asia and Europe.

Prior to that, Mr. Conca was legal director and chief operating officer at a startup financial services company located in San Francisco. There, he oversaw legal operations, regulatory compliance and supervised a cross-functional team developing a novel financial services product designed to deliver a liquidity solution to open-end mutual funds and closed-end mutual funds.

Mr. Conca began his legal career as an attorney at Buchalter, Nemer, Fields & Younger in Los Angeles. At Buchalter, he handled corporate litigation on behalf of financial institution clients, making over 300 court appearances in three years.

Areas of Practice

  • Federal regulatory examinations
  • General corporate counsel services
  • Small and midsize business issues
  • Private fund counsel and investments
  • Board of directors matters

Bar Admissions

  • California

Education

  • Loyola Law School, Los Angeles, California
    • J.D.
  • University of California, Berkeley
    • B.A.
    • Major: Psychology

Professional Associations and Memberships

  • Southern California Compliance Group, President, 2014 - 2015
  • San Diego County Bar Association, Member