- U.S. Securities & Exchange Commission
- Financial Industry Regulatory Authority
- New York Stock Exchange
- North American Securities Administrators Association
- The Municipal Securities Rulemaking Board
- Chicago Board of Options Exchange
- Office of the Controller of the Currency
- Federal Reserve Board
- National Society of Compliance Professionals
- Southern California Compliance Group
- Investment Advisers Association
- Investment Company Institute
- CFA Institute
- Society of Financial Service Professionals
- State Bar of California
- The California Society of CPA's
- Core Compliance & Legal Services, Inc.

